Compliance Development
CECIS has been comprehensively strengthening its compliance development. With the aim of effectively preventing and controlling compliance risks and the orientation of enhancing the level of law-abiding and compliant operation and management, CECIS has carried out management improvement activities including establishing compliance systems, improving operation mechanisms, cultivating compliance culture, and strengthening supervision and accountability, striving to establish an operation pattern characterized by "Total Compliance, Comprehensive Compliance, Proactive Compliance, and Voluntary Compliance".
Organizational Structure for Compliance Development
Design of Risk Management System
Digitization Drives Compliance Development
Adhere to Operating in Accordance with Laws and Regulations
01
We integrate compliance initiatives into corporate governance: Continuously refine compliance systems, clarify responsibilities at all levels, appoint a Chief Compliance Officer, and ensure effective implementation of compliance initiatives.
02
We continuously enhance compliance training and education for our employees: We incorporate compliance management training into the Company's key training programs, and conduct specialized training on compliance management for management personnel and employees in key positions.
03
We launch special campaigns to promote compliance among all employees: Focusing on six aspects including compliance risk control, lean management, and high-quality operation, we have carried out special campaigns in the front line of business operations, driving and promoting comprehensive compliance by focusing on key areas.
04
We strictly hold management personnel accountable for violations: We incorporate compliance with laws and regulations, major risk management, and the handling of historical legacy issues into the assessment scope of senior management personnel, and take them as important bases for the appointment and removal of managers.
05
We have always been committed to enhancing the popularization and education of international laws and regulations: We conduct training sessions on relevant domestic and international laws and regulations, international treaties, regulatory provisions, business practices, and ethical norms from time to time to ensure seamless global business integration and compliance with laws and regulations.
